Peter J. Pfeffer
0 reviews
Listed in Finance, Investments, Securities
- 230 East Pier Street, Port Washington (Metro-Milwaukee), WI 53074
- 262-536-4236
- walshpfeffer.biz
- ppfeffer@wi.rr.com
Company Name: Walsh, Pfeffer & Co.
Specialties:
Alternative Dispute Resolution
Bonds
Case Evaluation
Commodities Futures
Derivatives
Financial Analysis
Financial Litigation Support
Securities Fraud
Investment
Investment Advisor
Investment & Trading Disputes
Litigation
Options
Raiding
Securities
Variable Annuities
Bonds
Case Evaluation
Commodities Futures
Derivatives
Financial Analysis
Financial Litigation Support
Securities Fraud
Investment
Investment Advisor
Investment & Trading Disputes
Litigation
Options
Raiding
Securities
Variable Annuities
Experience:
Employment:
Merrill Lynch Pierce Fenner & Smith - '69
Loewi & Co. - '73
Blunt, Ellis & Loewi Incorporated (Name change)
Kemper Corporation (successor company) - '88
Investors Fiduciary Corporation (subsidiary trust company)
London Investment Trust ("LIT") - '91
Internationale Nederlanden Gruppe ("ING") / Baring Bros - 94
LIT Division of Speer Leeds & Kellogg - '97
Experience:
NYSE/NASD Registered Representative
NFA Associated Person / Branch Manager, Securities & Futures
NASD Principal
Regional Manager - recruiting, training, marketing & supervision of Registered Representatives
Executive Vice President, Kemper Clearing Corp. - divisional and P/L resp.
Chairman - Investors Fiduciary Corporation (affiliated trust company)
Correspondent Services - execution, clearance, account carrying; omnibus and fully-disclosed
Consultant to major Asia Pacific institutions, instructing key employees in year-long programs - trading capital and derivative markets
Trained more than 500 brokers
Wrote sections of compliance and procedures manuals
Corporate finance - underwriting, private placement, merger acquisition, divestiture
Merrill Lynch Pierce Fenner & Smith - '69
Loewi & Co. - '73
Blunt, Ellis & Loewi Incorporated (Name change)
Kemper Corporation (successor company) - '88
Investors Fiduciary Corporation (subsidiary trust company)
London Investment Trust ("LIT") - '91
Internationale Nederlanden Gruppe ("ING") / Baring Bros - 94
LIT Division of Speer Leeds & Kellogg - '97
Experience:
NYSE/NASD Registered Representative
NFA Associated Person / Branch Manager, Securities & Futures
NASD Principal
Regional Manager - recruiting, training, marketing & supervision of Registered Representatives
Executive Vice President, Kemper Clearing Corp. - divisional and P/L resp.
Chairman - Investors Fiduciary Corporation (affiliated trust company)
Correspondent Services - execution, clearance, account carrying; omnibus and fully-disclosed
Consultant to major Asia Pacific institutions, instructing key employees in year-long programs - trading capital and derivative markets
Trained more than 500 brokers
Wrote sections of compliance and procedures manuals
Corporate finance - underwriting, private placement, merger acquisition, divestiture
Listing Attachments: